Judgments

Decision Information

Decision Content

James H. Brooker (Applicant)
v.
Attorney General of Canada (Respondent)
Court of Appeal, Jackett C.J., Pratte J. and Cameron D.J.—Ottawa, April 3 and 4, 1973.
Public service—Selection of public employees—Constitu- tion of selection boards—Not restricted to public employees—Public Service Employment Act, R.S.C. 1970, c. P-32, secs. 6(1) and (5), 10.
An unsuccessful candidate for a public service appoint ment moved to set aside the decision of an appeal board rejecting his appeal. He contended that the selection board set up by the Department for the competition was improper ly constituted in that one of its members was not a public employee.
Held, the application must be dismissed.
In carrying out its statutory duty under section 10 of the Public Service Employment Act to select persons for appointment to the public service, the Public Service Com mission may use a selection board as its instrumentality and is not restricted to using public service employees on such boards. Where pursuant to section 6(1) the Commission delegates its selection power to a deputy head or, under section 6(5), a deputy head sub-delegates that power to a person under his jurisdiction, the deputy head or the sub- delegate may also make use of a selection board whose membership is similarly unrestricted.
APPLICATION. COUNSEL:
M. W. Wright, Q.C., and J. L. Shields for applicant.
I. G. Whitehall and P. BĂ©tournay for respondent.
SOLICITORS:
Soloway, Wright, Houston, Killeen and Greenberg, Ottawa, for applicant.
Deputy Attorney General of Canada for respondent.
JACKETT C.J. (orally)—This is a section 28* application to review and set aside a decision delivered on September 11, 1972, by a board established by the Public Service Commission to, conduct an inquiry under section 21 of the Public Service Employment Act in respect of an appeal by the applicant in respect of the
appointment or proposed appointment' of the successful candidate in a competition for the position of Assistant District Superintendent of Education in the Department of Indian Affairs and Northern Development at London, Ontario.
The ground for the application that was relied on at the hearing is that the appointment or proposed appointment is based on an eligible list established as a result of a report by a selection board set up by the Department in question for the competition in question and that such selec tion board was improperly constituted because one of its members was not an employee of the Federal Public Service.
As a background to understanding the point, it is sufficient to recall
(a) that, under the Public Service Employment Act, R.S.C. 1970, c. P-32, the exclusive right and authority to make appointments to or from within the Public Service, with excep tions that are immaterial here, is vested in the Public Service Commission (section 8) and that such appointments must be based on "selection according to merit" by competition or otherwise (section 10),
(b) that the Public Service Commission may, for the purpose of the process leading up to the "selection" in question, establish selection or rating boards as its instrumentalities to aid it in carrying out that statutory function, 2 and
(c) that a "deputy head" or a person under his jurisdiction may be authorized to exercise and perform any of the powers, functions and duties of the Public Service Commission' (section 6).
The provisions in question read as follows:
8. Except as provided in this Act, the Commission has the exclusive right and authority to make appointments to or from within the Public Service of persons for whose appointment there is no authority in or under any other Act of Parliament.
10. Appointments to or from within the Public Service shall be based on selection according to merit, as determined by the Commission, and shall be made by the Commission, at the request of the deputy head concerned, by competition or by such other process of personnel selection designed to establish the merit of candidates as the Commission consid ers is in the best interests of the Public Service.
6. (1) The Commission may authorize a deputy head to exercise and perform, in such manner and subject to such terms and conditions as the Commission directs, any of the powers, functions and duties of the Commission under this Act, other than the powers, functions and duties - of the Commission in relation to appeals under sections 21 and 31 and inquiries under section 32.
(5) Subject to subsection (6) a deputy head may authorize one or more persons under his jurisdiction to exercise and perform any of the powers, functions or duties of the deputy head under this Act including, subject to the approval of the Commission and in accordance with the authority granted by it under this section, any of the powers, functions and duties that the Commission has authorized the deputy head to exercise and perform.
What the applicant says, as I understand it, is that, where there has been a delegation by the Commission to the appropriate deputy head, of a power related to the making of an appoint ment to a Public Service position, that power must be exercised by the deputy head himself or by some person under his jurisdiction to whom he has duly delegated such power and, based on that self-evident proposition, the argument pro ceeds that, if a person who is not under the jurisdiction of the deputy head has served on a selection or rating board, that board was improperly constituted and the resultant "selec- tion" is invalid. This can only be so if a member of a selection or rating board, as such, exercises powers of the Public Service Commission that can only be exercised if he has been authorized to exercise or perform powers, functions or duties of the Commission under section 6 or some other provision of the same kind. This, in effect, as I understand it, is the applicant's case.
To test the applicant's position, consideration must be given first to the position under the statute in a case in which the Commission itself exercises the , appointing power. The relevant
provision' is section 10 of the Public Service Employment Act which, in so far as relevant, reads as follows:
10. Appointments ... shall be based on selection accord ing to merit, as determined by the Commission, and shall be made by the Commission ... by competition or by such other process of personnel selection designed to establish the merit of candidates as the Commission considers is in the best interests of the Public Service.
As I read this, there must be
(a) first, a "selection according to merit, as determined by the Commission", and
(b) second, an appointment by the Commis sion based on that "selection".
The question here is not how that "selection" process may be carried on. The section is clear that it may be carried on by competition or by such other process of personnel selection designed to establish the merit of candidates as the Commission considers in the best interest of the Public Service. The question here is, rather, by whom can the mechanics of such process be carried on. The "selection" must be "deter- mined" by the Commission and what is raised for consideration here is what agencies or instrumentalities, if any, are available to the Commission for the purpose of carrying on the competitions or other processes of personnel selection that must be utilized to put it in a position to determine a "selection".
To begin with, I think it must be clear that Parliament did not have in mind that the Com mission itself, which consists of only three members,' would personally run every competi tion and personally carry on the mechanics of each of the other processes of personnel selec tion that might be adopted. Obviously, the size of the Public Service when the Public Service Employment Act was adopted in 1967 was such that Parliament must have intended that those three members utilize the services of a very large number of other persons in the selection processes. If this were otherwise in doubt, it is
made clear by section 12 of the Act, which authorizes the Commission "in determining .. . the basis of assessment of merit in relation to any position" to "prescribe selection stand ards ...".
Who, then, was the Commission intended to use for the operation of competitions and other selection processes? A review of the Act does not reveal an express provision for the creation of a branch of the public service to act as the supporting staff for the Commission in connec tion with the performance of the very onerous duties imposed on it although this is obviously contemplated and such a branch has been creat ed and is the main instrumentality of the Com mission for the carrying out of its duties. 6 What is expressly provided for in the statute is an authority in the Commission to "engage compe tent persons to assist the Commission in the performance of its duties" (section 5(c)). This I take to be an authority to enter into contracts for services with persons who do not become servants of the Commission. I have no doubt that the Commission can use either its own employees or persons engaged under section 5(c) to carry on the selection processes contem plated by section 10. What is more, I find noth ing in the Act or in the spirit of the Act that would restrict the Commission to using only such persons in the selection processes. Certain ly, I would consider it an unnecessary fetter on the Commission's powers if it could not invite a knowledgeable public servant in one of the vari ous departments and agencies to be a member of a selection board whether or not his particu lar department or agency has any interest in the particular appointment. I go further and I express the view that there is no limit on the class of persons whose services can be so util ized provided they can and will serve the objec tives of the legislation. It may well be that a person outside the Public Service is able to make a contribution to "selection" for an "ap- pointment" to an important post in the Public Service although, by virtue of his position in the community, it would not be appropriate for him to accept an engagement such as is contemplat ed by section 5(c) of the Act. I find nothing in the statute to limit the Commission's use of
persons in the selection process by reference to their membership in the Public Service or any other particular class and, in the absence of any compelling reason to imply any such limitation, I am of the view that no such limitation can be implied.
The situation is, of course, that no matter whose services are utilized by the Commission in operating competitions or other selection pro cesses, the resultant "selection" must, in law, be one "determined by the Commission". Whether that must be accomplished by adoption after the selection process has been worked out or can be accomplished alternatively by an adoption in advance is a matter upon which it is not neces sary to express any opinion at this time.
What flows from this analysis as far as this matter is concerned is that, while rating or selection boards do play an important part, as a practical matter, in the selection process, they do so as part of the machinery established by the Commission to carry out and perform its powers, functions and duties under the Act. The Commission has not authorized them to exer cise or perform its powers, duties or functions but has used them as an instrumentality by which it carries out its statutory functions. This is what occurs whenever responsibilities of comparable magnitude are imposed by statute on a minister or a statutory agency and is a means of exercising statutory powers well rec ognized by the law.'
When, however, we turn to the exercise of the Commission's powers by a deputy head we have a change in the legal position. In such a case, by virtue of section 6(1), the deputy head
has been authorized "to exercise and per form ... powers, functions and duties of the Commission" under the Act. To the extent of such authority 8 it is the deputy head, and not the Commission, who makes the selections and makes the appointments because he has been vested, under the statute, with the legal authori ty to do so, even though, just like the Commis sion, he must seek the aid of others to carry out the mechanics of operating the selection processes.
Similarly, when a person under the jurisdic tion of a deputy head exercises the Commis sion's powers, such person has, by virtue of section 6(5), been authorized "to exercise and perform ... powers, functions and duties that the Commission has authorized the deputy head to exercise and perform", and, to the extent of such authority, it is such person under the deputy head, and not the deputy head or the Commission, who makes the selections and makes the appointments, because he has been vested, under the statute, with the legal authori ty to do so, even though, just like the deputy head and the Commission, he must seek the aid of others to carry out the mechanics of operat ing the selection processes.
If my conclusion that there is no limitation of the kind contended for on the class of persons whose services can be utilized by the Commis sion when it is operating a competition for an appointment that it is going to make under sec tion 10, I think it follows that there is no such limitation when a deputy head, or a person under a deputy head, is operating a competition for an appointment that he is going to make by virtue of powers conferred on him under section 6. As far as I know, there is no rule of law that any other departmental function must be per formed by employees of the department as opposed to persons other than employees per forming services under contract or gratuitously; 9 and I do not know of any rule of law that would make it illegal for a department to make use of the services of persons willing to make available to the government their special abilities by serving on selection boards whether they do it for a fee or gratuitously.1°
In my view, • the application should be dismissed.
* * *
PRATTE J. and CAMERON D.J. concurred.
* Section 28 of the Federal Court Act, subsection (1) of which reads as follows:
28. (1) Notwithstanding section 18 or the provisions of any other Act, the Court of Appeal has jurisdiction to hear and determine an application to review and set aside a decision or order, other than a decision or order of an administrative nature not required by law to be made on a judicial or quasi-judicial basis, made by or in the course of proceedings before a federal board, commission or other tribunal, upon the ground that the board, commission or tribunal
(a) failed to observe a principle of natural justice or otherwise acted beyond or refused to exercise its jurisdiction;
(b) erred in law in making its decision or order, whether or not the error appears on the face of the record; or
(c) based its decision or order on an erroneous finding of fact that it made in a perverse or capricious manner or without regard for the material before it.
' The appeal was brought by letter dated July 18, 1972, which is, in terms, an appeal against the decision taken in the competition. However, it has been treated throughout the proceedings as an appeal under section 21 of the Public Service Employment Act, which reads as follows:
21. Where a person is appointed or is about to be appointed under this Act and the selection of the person for appointment was made from within the Public Service
(a) by closed competition, every unsuccessful candi date, or
(b) without competition, every person whose oppor tunity for advancement, in the opinion of the Commis sion, has been prejudicially affected,
may, within such period as the Commission prescribes, appeal against the appointment to a board established by the Commission to conduct an inquiry at which the person appealing and the deputy head concerned, or their repre sentatives, are given an opportunity of being heard, and upon being notified of the board's decision on the inquiry the Commission shall,
(c) if the appointment has been made, confirm or revoke the appointment, or
(d) if the appointment has not been made, make or not
make the appointment,
accordingly as the decision of the board requires.
See Nanda v. Public Service Commission [1972] F.C.
277 at page 297.
There are exceptions that are immaterial here.
° I have in mind the provisions of the statute concerning the operation of competitions but, in my view, what is
involved here is the more general question as to what means are available to the Commission to carry on personnel selection processes generally.
S See section 3 of the Public Service Employment Act.
6 Members of the public service in such branch may loosely be referred to as employees of the Commission.
Compare Local Government Board v. Arlidge [1915] A.C. 120 at pages 132 et seq.
See also S. A. de Smith's "Judicial Review of Administrative Action", Second Edition, at pages 290-92, where there is a review of some of the relevant authorities in a passage reading as follows:
Special considerations arise where a statutory power vested in a Minister or a department of State is exercised by a departmental official. The official is the alter ego of the Minister or the department, and since he is subject to the fullest control by his superior he is not usually spoken of as a delegate. (A different analysis must, of course, be adopted where powers are explicitly conferred upon or delegated to an official by a law-making instrument.) The courts have recognised that "the duties imposed on minis ters and the powers given to ministers are normally exer cised under the authority of the ministers by responsible officials of the department. Public business could not be carried on if that were not the case." In general, therefore, a Minister is not obliged to bring his own mind to bear upon a matter entrusted to him by statute but may act through a duly authorised officer of his department. The officer's authority need not be conferred upon him by the Minister personally; it may be conveyed generally and informally by the officer's hierarchical superiors. Whether it is necessary for the authorised officer explicitly to profess to act on behalf of the Minister is not certain. Some matters, however, are so important that the Minister must address himself to them personally. It would appear that orders drastically affecting the liberty of the person— e.g., orders for the deportation of aliens, detention orders made under wartime security regulations and perhaps discretionary orders for the rendition of fugitive offend- ers—fall into this category. Objection to the production of documentary evidence in legal proceedings on the ground that its production would be injurious to the public inter est must be taken by the Minister or the permanent head of the department, certifying that personal consideration has been given to the documents in question. It has been said that when a Minister is required to consider an inspector's report on objections to a new town designation order he must in fact genuinely consider the report and the objections, but it is not clear whether in this or other contexts the devolution of these functions upon a senior departmental officer would invalidate the order. Indeed, as has already been pointed out, there seems to be no general rule that Ministers when discharging functions of a judicial character must direct their own minds to the cases before them. Nor is it necessary for a Minister to act personally in the exercise of powers of a legislative character; statutory instruments are in fact signed by senior departmental officials acting under a general grant of authority from the Minister concerned.
8 I is a part of the scheme of section 6(1) that the Commission, when authorizing a deputy head to exercise its powers, etc., may impose limitations on the authority con ferred on the deputy head but it has not been suggested that any limitation so imposed on the authority under considera tion in this case is relevant to the decision of this application.
9 There may, of course, be special statutory provisions or contracts that I do not know of or do not have in mind but no such special rule has been put forward as applicable here.
'b It has been suggested, although not in argument, that, having regard to the reason traditionally ascribed for the existence of the Public Service Commission and its pre- decessors—as a bulwark against political patronage—there is reason for placing limits on the extent to which the departmental officials may use outside help that does not apply to the Public Service Commission itself. The answer to this, as it seems to me, is that Parliament, in providing for a partial return of the recruiting power to the departments has provided expressly for safeguarding machinery both by the power provided to the Commission by subsections (1) and (5) of section 6 to impose limitations on the power returned to the departments and by the review and revoca tion powers given to the Commission by subsections (2), (3) and (4) of section 6. When Parliament has thus explicitly provided safeguarding machinery, as it seems to me, there is no justification for implying other limitations on the powers returned to the departments.
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