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A-120-77
Gilles Richard (Applicant) v.
Public Service Staff Relations Board (Respond- ent)
Court of Appeal, Heald, Urie and Ryan JJ.— Ottawa, December 1 and 13, 1977.
Judicial review — Public Service — Applicant dismissed during probation — Employer classified dismissal as rejection during probation, pursuant to s. 28(3) of Public Service Employment Act, rather than discharge for disciplinary rea sons — Respondent objected to Adjudicator's jurisdiction (derived from s. 91 of Public Service Staff Relations Act) — Appeal from Adjudicator's decision to uphold objection — Public Service Employment Act, R.S.C. 1970, c. P-32, s. 28(3) — Public Service Staff Relations Act, R.S.C. 1970, c. P-35, s. 91 — Federal Court Act, R.S.C. 1970 (2nd Supp.), c. 10, s. 28.
Applicant, during a one-year extension of his probationary period, was rejected for cause. On adjudication, respondent objected to the Adjudicator's exercising jurisdiction pursuant to section 91 of the Public Service Staff Relations Act on ground that the employer had classified the dismissal as rejection during probationary period pursuant to section 28(3) of the Public Service Employment Act, rather than discharge for disciplinary reasons. Applicant seeks to have the Adjudicator's decision upholding this objection reviewed and set aside.
Held, the application is allowed. An adjudicator fails to exercise his jurisdiction if he does not first inquire into the genuine nature of an employer's rejecting a probationary employee and is not bound by the employer's characterization of his own actions. As the adjudicator must consider the facts objectively, he must have sufficient evidence adduced to decide whether the purported rejection on probation was in fact disci plinary action within the meaning of section 91(1)(b), accord ingly conferring jurisdiction. The exhibits, singly or together, cannot be considered decisive or sufficient to determine this jurisdictional question. The Adjudicator's misunderstanding of the jurisprudence has resulted in his failure to hear the evidence needed to decide that question. His decision to dismiss the grievance for want of jurisdiction, however, is a decision within the meaning of section 28 and does not deprive this Court of jurisdiction to deal with it.
Attorney General of Canada v. Public Service Staff Rela tions Board [Jacmain case] [1977] 1 F.C. 91, applied. Fardella v. The Queen [1974] 2 F.C. 465, applied.
APPLICATION for judicial review.
COUNSEL:
M. W. Wright, Q.C., for applicant.
No one appearing for respondent.
P. B. Annis for Attorney General of Canada.
SOLICITORS:
Soloway, Wright, Houston, Greenberg, O'Grady & Morin, Ottawa, for applicant. Public Service Staff Relations Board, Ottawa, for respondent.
Deputy Attorney General of Canada for Attorney General of Canada.
The following are the reasons for judgment rendered in English by
HEALD J.: The applicant entered the Public Service of Canada on June 2, 1975. On that day he was appointed as a teacher of French as a second language in the classification LAT-01 with the Staff Development Branch of the Public Service Commission. The applicant's probationary period was initially established as one year. By letter dated April 30, 1976 (Exhibit E-2, Case Book, page 9) the Director-General of the said Staff Development Branch informed the applicant that, pursuant to section 30(2) of the Public Service Employment Regulations SOR/67-129 he was extending applicant's probationary period for one year, effective June 2, 1976. In that letter, the Director-General expressed the hope that the extension would enable the applicant to improve himself from the point of view of his ability to establish and maintain adequate personal relations with his colleagues, the senior teachers and his unit head'.
By letter dated September 20, 1976 (Exhibit E-1, Case Book, page 8) the said Director-General notified the applicant that, pursuant to section 28(3) of the Public Service Employment Act, R.S.C. 1970, c. P-32, he was rejecting him while on probation with the result that the applicant's employment would terminate on October 22, 1976.
' Counsel for the Attorney General paraphrased the letter as expressing "... the hope that the extension would enable the applicant to improve his attitude toward his colleagues, the senior teachers and his unit head."
With respect, I do not so translate the passage referred to.
In that letter, the Director-General further stated that the applicant's behaviour had been at vari ance with the position of a professor and of an employee in the employment of the Public Service Commission and that there had been a lack of goodwill and of co-operation on the part of the applicant notwithstanding the advice and warnings given to him.
The applicant filed a grievance and when his grievance was rejected by the employer, he pre sented his grievance for adjudication under section 91 of the Public Service Staff Relations Act, R.S.C. 1970, c. P-35. The employer objected to the jurisdiction of an adjudicator to hear the grievance under said section 91. The Adjudicator upheld the employer's objection and concluded his reasons therefor with the following passage:
In the case before me, the employer classified Mr. Richard's termination of employment as a rejection during the probation ary period by having recourse to the procedure governing rejection for cause during the probationary period provided for in subsection 28(3) of the Public Service Employment Act instead of the procedure governing discharge for disciplinary reasons. The Adjudicator, therefore, does not have jurisdiction to decide the validity of the termination of employment pursu ant to section 91 of the Public Service Staff Relations Act, even though Mr. Richard's rejection was prompted by miscon duct on his part.
The only evidence before the Adjudicator was the documentary evidence referred to supra, namely Exhibits E-1 and E-2. No oral evidence was adduced.
It is clear from the passage quoted supra and from other statements in the Adjudicator's reasons 2 that, in the view of the Adjudicator, once the employer has characterized the action taken as "rejection on probation" that determination is final and binding and deprives the Adjudicator of jurisdiction to even consider whether or not the employer's action was "disciplinary action" within the meaning of section 91(1) (b) of the Public Service Staff Relations Act. The Adjudicator appears to have based that opinion on his percep tion of what this Court decided in the case of Attorney General of Canada v. Public Service Staff Relations Board'.
2 See for example the second full paragraph on page 6 of those reasons.
3 [19771 1 F.C. 91—hereafter referred to as the Jacmain case.
With respect, it seems to me that the Adjudica tor in this case has misconceived or misinterpreted what this Court decided in the Jacmain case (supra). In that case, the Court relying on this Court's decision in the Cutter Laboratories case 4 , held that an adjudicator was entitled to inquire into the facts and circumstances of a particular case sufficiently to enable that adjudicator to determine whether, in fact, the employer's action was a rejection for cause or a disciplinary discharge 5 .
I agree with applicant's counsel in his submis sion that the Jacmain case (supra) and the Far - della case 6 establish that an adjudicator fails to exercise his jurisdiction if he does not first inquire into the genuine nature of the employer's action in purporting to reject a probationary employee and that the adjudicator is not bound by the employer's characterization of his own actions. In the circum stances of this case, I believe that it was incumbent on the Adjudicator to consider the facts objectively and in order to do this, it was necessary for him to have sufficient evidence adduced to enable him to answer the question as to whether the purported rejection on probation was in fact disciplinary action within the meaning of section 91(1)(b) so as to clothe him with jurisdiction under that subsection.
All the Adjudicator had before him by way of "jurisdictional facts" were Exhibits E-1 and E-2. In my view, neither of these documents, whether taken singly or together can be considered decisive or sufficient to enable the Adjudicator to deter mine the jurisdictional question. The Adjudicator has clearly erred in his appreciation and under standing of the relevant jurisprudence and this error in law has resulted in his failure to hear the evidence of jurisdictional facts which he needed to
° Cutter Laboratories International v. Anti-Dumping Tri bunal [1976] 1 F.C. 446.
5 See the Jacmain judgment in this Court [1977] 1 F.C. 91 at page 96. The judgment of this Court in the Jacmain case was affirmed by the Supreme Court of Canada [1978] 2 S.C.R. 15. All three judgments in the Supreme Court of Canada appear to uphold the finding of this Court on this particular issue. See judgment of de Grandpré J. (pages 37-38); the judgment of Pigeon J. (page 40) and the judgment of Dickson J. (pages 20-21, 24-25).
6 Fardella v. The Queen [1974] 2 F.C. 465 (Court of Appeal).
have before him when he decided the question of jurisdiction.
For the above reasons, I have the view that, on the main issue between the parties, this section 28 application must succeed. It is necessary, however, to deal with an alternative submission made by counsel for the respondent. This submission was to the effect that since the Adjudicator decided to dismiss the grievance for want of jurisdiction, such action on his part was not a decision or order within the meaning of section 28 of the Federal Court Act, thereby depriving this Court of juris diction to deal with the matter. Counsel submitted that the decision of the Adjudicator was not one made by him in the exercise of his jurisdiction or powers to make decisions but was merely taking a position which had no statutory effect and that the proper remedy, if any, was an order of mandamus in the Trial Division. In support of these submis sions, counsel relied on the Juneau case', the Cylien case 8 , the Danmor Shoe case 9 and the Gaspar case 10 .
In my opinion, this submission is without merit because, on the facts here present, the Adjudicator did purport to render a decision by dismissing the grievance as he is authorized to do under section 96(1) and (2) of the Public Service Staff Rela tions Act". The Adjudicator's final sentence in his "decision" reads as follows:
FOR THE ABOVE REASONS, the Adjudicator dismisses the grievance for lack of jurisdiction. ' 2
' National Indian Brotherhood v. Juneau [1971] F.C. 73.
8 The Attorney General of Canada v. Cylien [1973] F.C. 1166.
9 I re Anti-Dumping Act and in re Danmor Shoe Co. Ltd. [1974] 1 F.C. 22.
10 Gaspar v. Public Service Commission and Irene G. Clap- ham, Court file no. A-608-75.
" 96. (1) Where a grievance is referred to adjudication, the adjudicator shall give both parties to the grievance an opportu nity of being heard.
(2) After considering the grievance, the adjudicator shall render a decision thereon and
(a) send a copy thereof to each party and his or its repre sentative, and to the bargaining agent, if any, for the bar gaining unit to which the employee whose grievance it is belongs; and
(b) deposit a copy of the decision with the Secretary of the
Board.
12 See page 11 of decision.
This sentence follows some 10 1 / 2 pages of reasons in the course of which he refers to Exhibits E-1 and E-2 on several occasions. In my opinion, what really happened in this case is that even though he stated that the grievance was dismissed for lack of jurisdiction, in fact he assumed jurisdiction to the point of accepting some documentary evidence but refused to hear or consider such other necessary evidence as was essential to a proper determination of the question.
In my opinion, the following statement by the Chief Justice at page 28 of the Danmor Shoe case (supra) covers the situation in the case at bar:
A decision in the purported exercise of the "jurisdiction or powers" expressly conferred by the statute is equally clearly within the ambit of section 28(1). Such a decision has the legal effect of settling the matter or it purports to have such legal effect. Once a tribunal has exercised its "jurisdiction or pow ers" in a particular case by a "decision" the matter is decided even against the tribunal itself*.
*Unless, of course, it has express or implied powers to undo what it has done, which would be an additional jurisdiction.
The decision by the Adjudicator in this case was purportedly in exercise of the power given to him by section 96(1) and (2) (supra), and it purports to settle the matter. This is not the case of a decision on a preliminary, interlocutory or ancil lary matter as was the situation in each of the cases referred to by respondent's counsel.
A perusal of section 96 and section 20(1)(c) of the Public Service Staff Relations Act make it clear that the decision of an adjudicator under section 96 is final and binding on the parties. As such a decision, it is clearly subject to review under section 28 of the Federal Court Act.
Accordingly, for all of the above reasons, I would grant the section 28 application, set aside the decision of the Adjudicator, Pierre-André Lachapelle dated January 31, 1977 and refer the matter back to the Adjudicator for the purpose of determining, on proper and sufficient evidence, whether he has jurisdiction to hear the applicant's grievance under section 91(1)(b) of the Public Service Staff Relations Act and on the basis of that determination, to deal with and dispose of the
grievance pursuant to the relevant provisions of the Public Service Staff Relations Act.
URIE J.: I agree.
RYAN J.: I concur.
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