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T-326-78
Attorney General of Canada (Applicant) v.
Pierre André Lachapelle and Public Service Staff Relations Board (Respondents)
and
Jean-Paul Baril (Mis -en-cause)
Trial Division, Marceau J.—Montreal, March 6; Ottawa, March 17, 1978.
Jurisdiction — Prerogative writs — Prohibition and certio- rari — Application for prohibition enjoining respondents to abstain, because of lack of jurisdiction, from considering grievance of mis -en-cause — Application for certiorari to set aside adjudicator's preliminary decision affirming jurisdiction — Mis -en-cause given warning letter and applied to respond ent Board for adjudication — Letter not involving discharge, suspension or financial penalty - Whether or not adjudicator had jurisdiction because of terms of collective agreement — Public Service Staff Relations Act, R.S.C. 1970, c. P-35, ss. 91(1)(a),(b),(2)(a),(b) — Collective Agreement: Postal Opera tions Group (non-supervisory) Internal Mail Processing and Complementary Postal Services, article 10.01.
Applicant seeks a writ of prohibition enjoining respondents to abstain from considering the merits of a grievance referred to adjudication by the mis -en-cause, on the grounds that the respondents lacked jurisdiction, and a writ of certiorari to set aside the adjudicator's preliminary decision holding that he had jurisdiction to deal with the matter. Mis -en-cause, a postal worker, filed the grievance after receiving a warning letter that would be placed on his record. Dissatisfied with the results of the grievance at various levels, he applied to respondent Board for adjudication. The employer objected to the Board's jurisdic tion because the letter did not involve discharge, suspension or financial penalty. The designated adjudicator held, in a prelim inary decision, that the grievance was subject to adjudication under section 91 of the Public Service Staff Relations Act because of the terms of an article in the collective agreement imposing the burden of proof of just cause on the employer in "cases of discharge and discipline".
Held, the writ of prohibition will issue. Only section 91(1)(b) may be applied to determine the right of the mis -en-cause to submit his grievance to adjudication and to determine the au thority of the adjudicator to hear it. An article in the collective agreement governing the labour relations of the parties does not allow respondents to cite section 91(1)(a) as a basis for claim ing a jurisdiction clearly denied them by paragraph (b). Parlia ment intended to begin with an overall consideration of all grievances involving disciplinary action against individuals and
then to eliminate all those dealing with disciplinary action entailing discharge, suspension or financial penalty. Paragraph (b) is specific, complete in itself and applicable to all employees whether or not they are covered by a collective agreement. It is the only provision applicable when the grievance concerns disciplinary action. This grievance does not concern "the inter pretation or application in respect of a provision of a collective agreement" in the sense that these terms are used in section 91(1)(a).
APPLICATION. COUNSEL:
Annie Côté-Pistono for applicant.
No one for respondents.
Mr. Beaulieu for mis -en-cause.
SOLICITORS:
Deputy Attorney General of Canada for
applicant.
No one for respondents.
Trudel, Nadeau, Létourneau, Lesage &
Cleary, Montreal, for mis -en-cause.
The following is the English version of the reasons for order rendered by
MARCEAU J.: By his application in this case the Attorney General of Canada is requesting a writ of prohibition to be issued enjoining respondents—an adjudicator for the Public Service Staff Relations Board and the Board itself—to abstain, in view of their lack of jurisdiction, from considering on its merits the grievance referred to adjudication on March 3, 1977 by the mis -en-cause, an employee of the Post Office Department of Canada. Since respondent adjudicator has already affirmed the existence of his jurisdiction by a preliminary deci sion, the application also requests that a writ of certiorari be issued in order to set aside that decision.
It is the mis -en-cause who has appeared to contest the application. His counsel put forward mainly substantive arguments, and these must be examined. He also made the alternative claim that at this stage in the adjudication proceedings the application was premature and untimely. This claim cannot succeed and should be disposed of as a preliminary.
Counsel admitted that the conditions for exer cising the supervisory power conferred on the
Court by section 18 of its enabling legislation do exist, and that neither section 28 of that Act nor the limiting clause contained in section 100(2) of the Public Service Staff Relations Act, R.S.C. 1970, c. P-35, constitutes an obstacle to the issuing of the orders that are sought, since on the one hand the impugned decision is only interlocutory (In re Anti-dumping Act and in re Danmor Shoe Company Ltd. [ 1974] 1 F.C. 22), and on the other hand the challenge is based on a claim of lack of jurisdiction (see, inter alia, Québec Téléphone v. The Bell Telephone Company of Canada [1972] S.C.R. 182; British Columbia Packers Limited v. Canada Labour Relations Board [1974] 2 F.C. 913). He nevertheless maintains that it would be untimely for the Court to intervene at this stage because in any case the position originally taken by respondent adjudicator might eventually be examined under section 28 of the Federal Court Act, once it was affirmed in the final decision to be pronounced. It will be seen, however, that the facts in question are straightforward and not in dispute, that the particulars of the problem of jurisdiction to be resolved are already clearly established, that the position taken by respondent adjudicator could have an immediate and definite impact on the relations of the parties, and that an immediate clarification of the situation would certainly be useful. Everything militates in favour of this Court's immediately exercising the power and duty of supervision that falls upon it. The Attorney General is right to request that the question of jurisdiction be settled without delay. (See, inter alia, Bell v. Ontario Human Rights Commission [1971] S.C.R. 756; Maritime Telegraph & Tele phone Company Limited v. Canada Labour Rela tions Board [1976] 2 F.C. 343.) The application must be examined on its merits.'
I have said that the facts were straightforward. They are even somewhat unimportant, since the question to be resolved can easily be stated without reference to the details of specific cases. These facts will, however, make it possible to express the problem in concrete terms, as is necessary in the
' I am speaking, at this preliminary stage, of the application as a whole without regard to its specific conclusions. In the final analysis, I would say that an application in certiorari seems to me a priori inadmissible with regard to a decision such as the one in question here.
context of legal proceedings. The facts are given in the affidavit filed in support of the application. On May 11, 1976 the mis -en-cause, a mail handler in the Post Office Department, received a letter, a copy of which was to be placed in his file, alleging that on the previous May 2 he had, according to the findings of an internal report, broken a key used to start a fork lift, and reminding him that such an action, presumably premeditated, could constitute a criminal offence. On June 8 he filed a grievance against the letter, which followed its appointed course and was presented at each of the levels provided for in the collective agreement governing his working conditions, that is the agree ment signed on December 12, 1975 between the Treasury Board and the Canadian Union of Postal Workers for the "Postal Operations Group (non- supervisory) Internal Mail Processing and Com plementary Postal Services" (hereinafter referred to as the applicable agreement or the agreement in force). Not satisfied with the results, the mis -en- cause on March 3, 1977 applied to respondent Board requesting adjudication. The Board acted on the request and designated respondent as adjudicator. The employer immediately gave notice of its objections to the power of the Board and the designated adjudicator to act on the request for adjudication. These objections were based on the fact that the grievance concerned merely a warning letter that had not led to dis charge, suspension or a financial penalty. On June 9 the designated adjudicator heard the parties regarding this question of jurisdiction, and on December 16 he delivered a preliminary decision holding that in view of the conditions of employ ment specified in the applicable collective agree ment the grievance submitted was subject to adjudication under the terms of section 91 of the Public Service Staff Relations Act, and that he therefore had jurisdiction to deal with it.
Applicant Attorney General maintains that this decision is erroneous, that the grievance submitted by the mis -en-cause is not subject to adjudication and that consequently respondents have no juris diction to hear and rule on it. It is this claim that must be allowed or dismissed.
It is clear that consideration must first be given to the source of an employee's right to submit a grievance to adjudication by respondent Board, or
more specifically, by an adjudicator or a board of adjudication acting within the framework of the rules established by the Board. There is no doubt as to the reply. This system of adjudication is established by the Public Service Staff Relations Act, which makes the Board that it has created responsible for supervising its implementation. The source of the employee's right to make use of the adjudication procedure, and consequently the source of the power of the Board, or of the adjudicator that it designates to hear a grievance that is submitted to it, may therefore only be found in this Act. Section 91 of this Act specifies exhaustively when a grievance may be referred to adjudication, and does not empower anyone to decide otherwise: it is therefore the Act alone that must be considered. This reasoning may appear simplistic, but it is nevertheless worth stating in order to rebut in advance any attempt to look elsewhere than in the Act, such as in the appli cable collective agreement, and specifically in article 9.23 of the said agreement, which concerns the grievance and adjudication procedure, for the source of the employee's right and consequently of the jurisdiction of the Board or the adjudicator. In fact, respondent adjudicator quickly dismissed the argument to this effect made before him and counsel for the mis -en-cause did not press it in this Court. I will spend no more time on this point: the parties in their agreement could not claim to stipu late contrary to what Parliament has prescribed in section 91 of the Public Service Staff Relations Act concerning the right of an employee to make use of the adjudication procedure.
Section 91 of the Public Service Staff Relations Act reads as follows:
91. (1) Where an employee has presented a grievance up to and including the final level in the grievance process with respect to
(a) the interpretation or application in respect of him of a provision of a collective agreement or an arbitral award, or
(b) disciplinary action resulting in discharge, suspension or a financial penalty,
and his grievance has not been dealt with to his satisfaction, he may refer the grievance to adjudication.
(2) Where a grievance that may be presented by an employee to adjudication is a grievance relating to the interpre tation or application in respect of him of a provision of a collective agreement or an arbitral award, the employee is not entitled to refer the grievance to adjudication unless the bar-
gaining agent for the bargaining unit to which the collective agreement or arbitral award applies signifies in prescribed manner
(a) its approval of the reference of the grievance to adjudica tion; and
(b) its willingness to represent the employee in the adjudica tion proceedings.
It is established that a warning letter such as the one involved here constitutes disciplinary action even though it entails no specific immediate penal ty. The parties do not dispute this point, and this was the decision of the adjudicator based on previ ous adjudication decisions which in my view were correct. A letter of this kind in an employee's file serves as the first stage in a graduated system of discipline established in the context of labour rela tions, and constitutes a black mark likely to have an effect on the advancement of the person involved and on the severity of disciplinary action that may eventually be taken with regard to him. The grievance therefore does concern disciplinary action and it was clearly filed as such. Section 91 of the Act thus appears at first to be conclusive, since under paragraph (1) (b) of that section only grievances concerning disciplinary action involving discharge, suspension or a financial penalty may be submitted to adjudication before the Board. The collective agreement in effect as of December 12, 1975, however, states the following in the first paragraph of article 10, which is entitled "Disci- pline, suspension and discharge":
10.01 Burden of proof
In cases of discharge and discipline the burden of proof of just cause shall rest with the Employer. Evidence shall be limited to the grounds stated in the discharge or discipline notice to the employee.
According to respondent adjudicator this article completely changes the situation and makes it possible to avoid the conclusion which at first seemed unavoidable. He says in his decision that this provision "stipulates that a disciplinary action must be for just cause". The claim made by the mis -en-cause is that the letter placed in his file constituted a disciplinary action taken without just cause. Consequently, his grievance involves the application of a "specific" and "precise" provision of the collective agreement and although it clearly
cannot be referred to adjudication under para graph 91(1) (b) of the Act, it can be submitted under paragraph 91(1) (a). By reasoning in this way respondent adjudicator took a position direct ly opposed to another adjudication decision given a few days earlier (Salter and Pursaga, 166-2-1572 and 166-2-1604), but in his opinion his colleague's view was not defensible and the reasoning of the union had to be approved.
The present application is concerned precisely with the validity of this reasoning.
In my view, this line of reasoning cannot be allowed.
Firstly, I do not think that paragraphs (a) and (b) of section 91(1) of the Public Service Staff Relations Act can be interpreted in isolation from each other. In enacting this provision Parliament clearly intended to limit and define the cases in which an employee, whether or not he was a member of a union, would be entitled to submit his grievance to this method of adjudication which it was establishing and entrusting to the supervision of the Board that it had just created. It is clear that Parliament did not intend all grievances to require the intervention of an official adjudicator in addition to the levels of the ordinary procedure. First, in paragraph (a), it considered cases involv ing some group interest (whence, moreover, the requirement of subsection 91(2)), and then, in paragraph (b), it dealt with cases of disciplinary action in which individual interest is clearly pre dominant. By expressing itself as it did, Parlia ment appears to me to have intended to begin with an overall consideration of all grievances involving disciplinary action against individuals and then to eliminate all but those dealing with disciplinary action entailing discharge, suspension or a finan cial penalty. In my view, this provision of para graph (b) is specific, complete in itself and appli cable to all employees whether or not they are covered by a collective agreement, and it is the only provision applicable when the grievance con cerns disciplinary action. My reply to the objection that such an interpretation of paragraph (b) might limit the application of paragraph (a) is that a specific provision often limits the application of a more general provision, especially when the two provisions are enacted successively and when
understanding of the legislation as a whole requires that this be the case.
Secondly, I doubt that the grievance filed by the mis -en-cause in the case at bar can be regarded as actually concerned with "the interpretation or application in respect of him of a provision of a collective agreement" in the sense in which these terms are used in paragraph 91(1) (a). The requirement that disciplinary action may not be taken without just cause is general and based simply on common sense. In formulating article 10.01 the parties to the agreement certainly did not intend to make this requirement, a specific and precise rule aimed at making their agreement more specific, into a rule whose meaning and significance would in themselves be likely to raise problems of interpretation and application in prac tical cases. Moreover, the article must not be given a significance and an objective that was never claimed for it: article 10.01 of the agreement concerns the burden of proof, which may even be understood in the procedural sense. Giving to such an article (and to others of the same sort, as for example "the employer shall be fair" or "the employer shall not punish an employee without cause", which do not specify a condition of employment, and which furthermore no employer would ever think of disregarding) the effect of causing all grievances concerning disciplinary action—regardless of the seriousness of that action and even though no group interest was involved— to come within the scope of the adjudication required by the Act and entrusted to the supervi sion of respondent Board appears unacceptable to me because it is not consistent with the Act as I understand it. Moreover, if it were otherwise, we would have to conclude that Parliament left it up to the agreement between the parties to extend at will the right to adjudication and consequently the jurisdiction of the adjudicator, at the same time allowing a quasi-automatic distinction to be made for all practical purposes between unionized and non-unionized employees. It cannot be admitted, however, that such a delegation of power could be made in such an indirect and camouflaged way, and it is unthinkable that such a distinction be tween government employees was intended.
In short, I believe that only paragraph 91(1)(b) may be applied to determine the right of the mis -en-cause to submit his grievance to adjudica tion, and consequently to determine the au thority of the adjudicator to hear it. The presence of article 10.01 in the collective agreement govern ing the labour relations of the parties does not allow respondents to cite the provisions of para graph 91(1)(a) as a basis for claiming a jurisdic tion that is clearly denied to them by paragraph (b).
The writ of prohibition applied for by applicant will therefore be issued enjoining respondents, in view of their lack of jurisdiction, not to hold a hearing to determine on its merits the validity of the grievance referred to adjudication by the mis - en-cause on March 3, 1977.
I do not believe, however, that there are grounds for issuing at the same time the writ of certiorari that was sought: the preliminary decision of respondent adjudicator, taken alone, has no autonomous legal effect, since it is not within the prerogatives of the adjudicator to make a general determination, going beyond the specific case in question, of his own jurisdiction or that of the Board. (See: Bell v. Ontario Human Rights Com mission, supra; In re the Anti-dumping Act and in re Danmor Shoe Company Ltd., supra.)
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