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A-789-83
Joseph Robert Guy (Applicant) v.
Public Service Commission Appeal Board (Respondent)
Court of Appeal, Urie, Hugessen and Stone JJ.— Ottawa, April 12 and 27, 1984.
Public service — Closed competition — Language require ments — Candidate not appointed to position as failing to meet language requirements and as not eligible for exclusion from language qualification because of s. 4(2)(d) of Exclusion Order — Applicant's argument s. 4(2)(d) ultra vires as violating merit principle enshrined in s. 10 of Act rejected as s. 39 of Act permitting exclusions from operation of Act — Exclusion Order not allowing Public Service Commission to entrench upon departmental management functions by deter mining qualifications for position as Department, not Com mission, establishing qualifications — Public Service Employ ment Act, R.S.C. 1970, c. P-32, ss. 5(a), 10, 12(1) (as am. by S.C. 1974-75-76, c. 66, s. 10), 16(1), 17(1),(3), 39 — Public Service Official Languages Exclusion Approval Order, SOR/81-787, ss. 2(1),(2), 4(1)(a),(2)(a),(b),(d).
Judicial review — Applications to review — Public service — Whether Public Service Official Languages Exclusion Approval Order ultra vires as violating merit principle Whether attempt by Public Service Commission to set qualifi cations for positions — Qualifications set by Department — Application denied — Public Service Official Languages Exclusion Approval Order, SOR/81-787, ss. 2(1),(2), 4 ( 1 )(a),( 2 )(a),(b)•(d)•
The applicant applied in a closed competition for a position in the Public Service rated as "Bilingual non-imperative". His results were such that he would have been offered the position, but he did not meet the language requirements. Furthermore, paragraph 4(2)(d) of the Exclusion Order denied him eligibility for exclusion from language qualification because he had previ ously taken language training at public expense and had then achieved the required level of competency, which he has since lost. The applicant now invokes section 28 of the Federal Court Act to have the Appeal Board decision dismissing his attack against the selection of another candidate set aside on the grounds that paragraph 4(2)(d) of the Exclusion Order is ultra vires. He argues that it violates the merit principle entrenched in section 10 of the Public Service Employment Act and represents an attempt by the Public Service Commission to define or set qualifications for positions, something which it is not authorized to do.
Held (Stone J. dissenting), the application should be dismissed.
Per Hugessen J. (Urie J. concurring): The Exclusion Order is made pursuant to section 39 of the Act which permits exclu-
sions from the operation of the statute, hence from the merit principle enshrined in section 10. As for the argument that the Exclusion Order allows the Commission to entrench upon the functions of departmental management by determining the qualifications for a position, the reality is that it is the Depart ment, not the Commission, which has established, amongst other things, the language qualification for the position.
Per Stone J. (dissenting): Paragraph 4(2)(d) of the Exclusion Order does not constitute a new and additional qualification for the position. It is only concerned with whether a person who is otherwise qualified should be appointed if he has attained through language training, but failed to maintain, the required level of language proficiency. In this case, the applicant did possess the required qualifications.
Paragraph 4(2)(d) violates the principle of "selection accord ing to merit" enshrined in section 10 of the Act and is therefore ultra vires. Section 39 authorizes the Commission to open up to persons the opportunity of appointment to positions which would otherwise be foreclosed to them, it does not permit the Commission to disregard the merit principle when making a selection from among persons qualified for appointment includ ing those benefitting from exclusion under subsection 4(1) of the Exclusion Order. It would take the authorization of Parlia ment to deny, as paragraph 4(2)(d) does, appointment to the best-qualified person because of failure to maintain proficiency in the second official language. Section 39 does not expressly confer that authority and, considering the overall scheme of the Act, it should not be interpreted as doing so because this would mean permitting the merit principle, a fundamental feature of the Act, to be overriden. Paragraph 4(2)(d) was therefore not validly made and the respondent erred in applying it.
CASES JUDICIALLY CONSIDERED
CONSIDERED:
Bambrough v. Appeal Board established by The Public Service Commission, [1976] 2 F.C. 109 (C.A.); The Queen v. Ricketts, judgment dated October 31, 1983, Federal Court, Appeal Division, A-807-82, not yet reported; Delany v. Public Service Commission Appeal Board, [1977] 1 F.C. 562 (C.A.); R. v. Belanger (1916), 54 S.C.R. 265; Minister of Health v. The King, [1931] A.C. 494 (H.L.).
COUNSEL:
Roger R. Mills for applicant. R. P. Hynes for respondent.
SOLICITORS:
McInnes & MacEwen, Morrisburg, Ontario, for applicant.
Deputy Attorney General of Canada for respondent.
The following are the reasons for judgment rendered in English by
HUGESSEN J.: This is a section 28 application to review and set aside a decision of an Appeal Board established pursuant to section 21 of the Public Service Employment Act [R.S.C. 1970, c. P-32].
The applicant had applied in a closed competi tion for a position in the Public Service rated as "Bilingual non-imperative". In the jargon of the Public Service, such a position is one whose duties require a knowledge and use of both official lan guages which
2.(1)...
... has been identified ... as not requiring, at the time of the appointment, occupation by a person qualified in the knowl edge and use of both official languages. [Emphasis added.]
(Public Service Official Languages Exclusion Approval Order, subsection 2(1), SOR/81-787.) At the risk of oversimplifying, a unilingual candi date can only be appointed to such a position on the condition that he or she is eligible to obtain training so as to acquire bilingual capacity within a reasonably short time.
The applicant had, prior to the date of the competition, taken language training at public expense and had achieved the required level of competency. However the _ passage of time had caused him to lose some of his ability in his second language, with the result that when he was tested for the purposes of the competition he did not meet the standards required for the position. The suc cessful candidate also did not achieve the required results in the language test. However the success ful candidate was eligible for exclusion from the language qualification under the provisions of sec tion 4 of the Public Service Official Languages Exclusion Approval Order. The applicant, for his part, was not so eligible because of paragraph 4(2)(d) of that Order. That paragraph denies eligibility for exclusion to anyone who has at public expense previously obtained language train ing and attained a level of language proficiency at least equal to that required for the position sought. The policy underlying paragraph 4(2)(d) is evi dently that persons once trained at public expense to a certain level of language proficiency who subsequently fall below that level should not be
entitled to exclusion from the language require ments of a position while they obtain further lan guage training at public expense.
Before this Court, the applicant contends that paragraph 4(2)(d) of the Public Service Official Languages Exclusion Approval Order is ultra vires in that it violates the merit principle and represents an attempt by the Public Service Com mission to define or set qualifications for positions, something which it is not authorized to do. In my view, these contentions do not withstand examina tion.
There is no doubt that the merit principle underlies the Public Service Employment Act and is specifically enshrined in section 10. The Exclu sion Order, however, is made pursuant to section 39 of the Act, which in terms permits exclusion of positions or persons from the operation of the statute. The words could not be clearer:
39. In any case where the Commission decides that it is not practicable nor in the best interests of the Public Service to apply this Act or any provision thereof to any position or person or class of positions or persons, the Commission may, with the approval of the Governor in Council, exclude such position or person or class of positions or persons in whole or in part from the operation of this Act ... [Emphasis added.]
As regards the argument that the Exclusion Order allows the Public Service Commission to entrench upon the functions of departmental man agement by determining the qualifications for a position, it is simply not in accordance with reality. The Department, through its deputy head, has established , the qualifications for the position here in question. Amongst those qualifications is the language qualification of "Bilingual non-impera tive". Those words have a clear meaning under the Public Service Official Languages Exclusion Approval Order: to qualify a candidate must either have the required language skills or be eligible for exclusion under the Order. That is the Depart ment's determination of the , qualifications required, not the Commission's. The applicant did not qualify and was not eligible for exclusion. The
successful candidate was so eligible and was in consequence appointed.
I would dismiss the application.
URIE J.: I concur.
* * *
The following are the reasons for judgment rendered in English by
STONE J. (dissenting): In this matter, the appli cant invokes the provisions of paragraph 28(1)(b) of the Federal Court Act [R.S.C. 1970 (2nd Supp.), c. 10] in asking that we review and set aside the decision of respondent Board which was established under section 21 of the Public Service Employment Act.' That decision, dated May 17, 1983, came after a closed competition had been conducted to fill a position in Ottawa as Senior Project Officer at the Canadian Government Expositions Centre in the Department of Supply and Services. The applicant, and others, had sought the appointment. He was denied it when one of the other candidates was selected. The essence of his complaint is that in deciding not to intervene the respondent erred because he, and not the person selected, was best qualified for the position.
The Public Service Commission received a request to fill the position in July of 1982, after the Department had drawn up a statement of qualifi cations. That statement set forth the qualifications required of a successful candidate and consisted of both "rated" and "basic" qualifications. The rated qualifications were concerned with knowledge, abilities and personal suitability, while the basic qualifications were concerned with education, lan guage and experience. In particular, the language requirements for the position were laid down as follows:
A knowledge of both English and French languages is essential ... Bilingual non-imperative (BBBB/BBBB)
The term "Bilingual non-imperative" is not defined in the statement but it, apparently, refers
' R.S.C. 1970, c. P-32.
to an appointment to a position which the deputy head had identified as requiring use of both offi cial languages but where he considered that the required level of proficiency in both languages need not be possessed by the appointee at the time of his appointment. Such an appointment is to be contrasted with an appointment to a "Bilingual imperative" position, namely, to one that the deputy head identifies as requiring a person seek ing it to possess the required level of proficiency in both languages before being appointed. For a bi lingual position, whether imperative or non-imper ative, the levels of proficiency required in both languages for each of the skills of reading, writing, listening and speaking are separately designated, "C" being the superior level, "B" the intermediate level, and "A" the minimum level. In a competi tion of this kind the levels of language skills are identified by those letters to form a "language profile". Thus, in the statement of qualifications, the letters assigned to each skill by the Depart- ment—"BBBB"—constituted the language profile for the position in question. In the selection pro cess, whether a person seeking appointment pos sesses the required skills for the levels specified is determined by means of a Language Knowledge Examination.
The selection process, designed to assess each candidate in "rated" and "basic" qualifications, was carried out in two stages. At the first stage, six candidates, including the applicant, passed both a written and an oral examination on rated qualifi cations. The applicant was ranked first on these qualifications. The candidates were then tested for language skills by means of the Language Knowl edge Examination. Here, it was found that only one of them possessed the "B" level of skills in reading, writing, listening and in speaking both official languages. He was therefore ranked first but, although qualified for the position, he declined to accept appointment. It thus became necessary to consider selection of one of the other candidates. The applicant was found to possess the required level in the first three skills but not in the fourth. Although he ranked second over all, he was not placed on the "eligible list" required to be established under subsection 17(1) of the Act. Instead the name of the third-ranked candidate
was placed on that list even though her level of language skills was found to be inferior to that of the applicant. The Commission was satisfied that she possessed the aptitude to learn the second language at the "B" level within the prescribed time period.
After the close of the competition, the applicant attacked the selection before the respondent Board. It expressed "sympathy" with his "predica- ment" but ruled against him. It found that the selection had been made in a regular way in accordance with the provisions of the Act and of the Public Service Official Languages Exclusion Approval Order' (herein referred to as the "Exclu- sion Order"). At the heart of the attack is the assertion that in making its decision the respond ent erred by basing it upon paragraph 4(2)(d) of the Exclusion Order. He contends that the provi sions of that paragraph are ultra vires the Com mission for a number of reasons but chiefly because they violate the principle of "selection according to merit" set forth in section 10 of the Act, and also because they prescribe a "qualifica- tion" for the position and thereby usurp a manage ment function exercisable only by the deputy head. The respondent, for its part, says that it was correct in its decision. It contends that paragraph 4(2)(d) of the Exclusion Order was validly made within the statutory mandate conferred on the Commission under section 39 of the Act. In short, it says that it correctly decided that the selection had been carried out in accordance with the Act and the Exclusion Order.
In approaching the questions at issue it is neces sary to examine the scheme of the Act with regard to selection and appointment of a public servant. By paragraph 5(a) the power to "appoint or pro vide for the appointment of qualified persons" is granted to the Commission and is to be done "in accordance with the provisions and principles of this Act". Section 10, as already noted, provides for "selection according to merit". It reads:
10. Appointments to or from within the Public Service shall be based on selection according to merit, as determined by the
2 Approved by Order in Council P.C. 1981-2716 (SOR/81- 787), September 30, 1981.
Commission, and shall be made by the Commission, at the request of the deputy head concerned, by competition or by such other process of personnel selection designed to establish the merit of candidates as the Commission considers is in the best interests of the Public Service.
By subsection 12(1) [as am. by S.C. 1974-75-76, c. 66, s. 10] the Commission may:
12. (1) ... in determining pursuant to section 10 the basis of assessment of merit in relation to any position or class of positions, prescribe selection standards as to education, knowl edge, experience, language, residence or any other matters that, in the opinion of the Commission, are necessary or desirable having regard to the nature of the duties to be performed ....
Subsection 16(1) of the Act requires the Commis sion to examine and consider all applications received within the time prescribed for their receipt and
16. (1) ... after considering such further material and con ducting such examinations, tests, interviews and investigations as it considers necessary or desirable, shall select the candidates who are qualified for the position or positions in relation to which the competition is conducted.
By subsection 17 (1) the Commission shall, from
17. (1) ... among the qualified candidates ... select and place the highest ranking candidates on one or more lists, to be known as eligible lists, as the Commission considers necessary to provide for the filling of a vacancy or anticipated vacancies.
and in establishing such a list in the case of a closed competition the Commission is required by subsection 17(3) to "place the qualified candidates thereon in order of merit."
Finally, broad powers are delegated to the Com mission under section 39 of the Act. It reads:
39. In any case where the Commission decides that it is not practicable nor in the best interests of the Public Service to apply this Act or any provision thereof to any position or person or class of positions or persons, the Commission may, with the approval of the Governor in Council, exclude such position or person or class of positions or persons in whole or in part from the operation of this Act; and the Commission may, with the approval of the Governor in Council, re-apply any of the provisions of this Act to any position or person so excluded.
In pursuance of its powers under section 39, the Commission passed the Exclusion Order. It reads in part:
2. (1) In this Order,
"bilingual position" means a position identified by the deputy head as having duties that require a knowledge and use of both official languages;
"Commission" means the Public Service Commission;
"language training" means basic training, at public expense, in one of the official languages, the nature, duration and loca tion of which is prescribed on an individual basis by the deputy head;
"non-imperative appointment" means an appointment for an indeterminate period, resulting from a request by the deputy head, to a bilingual position that has been identified by the deputy head as not requiring, at the time of the appointment, occupation by a person qualified in the knowledge and use of both official languages.
(2) For the purposes of this Order,
"agreement" means an agreement in writing by which a person qualified in the knowledge and use of only one official language agrees
(a) to demonstrate to the Commission his potential for attaining through language training the knowledge and use of the other official language at the level of proficiency required for a bilingual position,
(b) to undertake to attain, through language training the knowledge and use of the other official language at the level of proficiency required for a bilingual position within the exemption time granted under this Order, and
(e) to be transferred to another position for which he is qualified in all respects in the event that at the end of the exemption time he has not attained the knowledge and use of the other official language at the level of proficiency required for a bilingual position.
4. (1) The following persons are hereby excluded from the operation of section 10 of the Act in so far as a selection standard based on language skills is a basis of assessment in selections for a non-imperative appointment according to merit, namely, persons who qualify in the knowledge and use of one of the official languages at the level of proficiency required for the bilingual position and who
(a) are eligible for language training and submit to the Commission an agreement;
(2) For the purposes of paragraph (1)(a), a person is eligible for language training for the purposes of a bilingual position if,
(a) he demonstrates to the Commission his potential for attaining the knowledge and use of the other official lan guage at the level of proficiency required for the bilingual position, and
(b) since January 1, 1974, he has received in the aggregate less than the maximum language training time prescribed,
and if he has not
(d) through language training, attained a similar or higher level of language proficiency, or
I will deal with the two major points advanced by the applicant in reverse order. I do not think the provisions of paragraph 4(2)(d) of the Exclusion Order constitute a new and additional qualifica tion for the position in question. In my view, the qualifications spoken of in the statement prepared by the Department go to fitness for appointment. Paragraph 4(2)(d), on the other hand, is con cerned with whether a person who is qualified for appointment should be appointed if he has attained through language training, but failed to maintain, a similar or higher level of language proficiency to that required by the position. In this case, as I see it, the applicant did possess the qualifications required for the position. Indeed, the respondent itself found that "he would have been offered an appointment" had it not been for the fact that paragraph 4(2)(d) prevented it.
The primary attack upon the decision is that paragraph 4(2)(d) of the Exclusion Order should not have been applied at all because it violates the principle of "selection according to merit" enshrined in section 10 of the Act and is therefore ultra vires. In brief, the applicant here contends that as he was found to be the best-qualified person among all of the available candidates, the Commission was obliged to select him in prefer ence to any other candidate. He argues that if paragraph 4(2)(d) is a barrier to his appointment, it must give way to the principle of selection according to merit. The respondent argues that paragraph 4(2)(d) of the Exclusion Order is valid as falling within the powers of the Commission under section 39 of, inter alia, excluding persons "from the operation" of section 10. As I read section 39, it authorizes the Commission to open up to persons the opportunity of appointment to positions which would otherwise be foreclosed to them. The normal operation of section 10 requir ing selection according to merit would, for exam ple, bar appointment to a bilingual position of any person who lacked the required level of language proficiency laid down as a job qualification by the prospective employer. Under normal circum stances, that section would oblige the Commission to make its selection from among bilingual candi dates only. But, having regard to the overall scheme of the Act, I do not think that the Com mission is permitted to disregard the merit princi ple when making a selection from among persons
qualified for appointment including those benefit ting from exclusion made in subsection 4(1) of the Exclusion Order.
The fundamental importance of the merit prin ciple in the selection process under the Act has been recognized by this Court. Indeed, it has been described as "the dominant objective and consider ation ... and the essential criterion by which the exercise of powers under the Act is to be judged". 3 That view is in accord with the general scheme of the Act which requires that selections be made from among "qualified" persons or candidates on the basis of merit. Such persons are qualified if they meet the job qualifications laid down by the prospective employer. The Commission is to make its selection on the basis of merit or, as it was recently described by this Court, it is to select "from among candidates who have qualifications required by the department the candidate who is best qualified for the position and ... to appoint him to it". 4
In my view, paragraph 4(2)(d) goes beyond the powers granted to the Commission under section 39. It purports to deny appointment to the best- qualified person not on the basis that he may lack the required job qualifications but because of fail ure to maintain proficiency in the second official language at least at the level earlier attained at public expense. However good the reason may be for introducing into the statutory scheme that particular bar to appointment, it could only be done by or with the authority of Parliament. That authority is not expressly conferred by section 39 and I do not think we should construe that section so as to include it when, to do so, would permit a fundamental feature of the Act to be overridden, namely, the principle of selection according to merit. 5 In my view, such a result cannot be sanc tioned unless the language of the statute clearly requires it.
3 Bambrough v. Appeal Board established by The Public Service Commission, [1976] 2 F.C. 109 (C.A.), per Le Dain J. at p. 115.
4 The Queen v. Ricketts, judgment dated October 31, 1983, Federal Court, Appeal Division, A-807-82, not yet reported, per Thurlow C.J. at p. 3. And see also Delany v. Public Service Commission Appeal Board, [1977] 1 F.C. 562 (C.A.), per Ryan J. at p. 563.
5 R. v. Belanger (1916), 54 S.C.R. 265, at pp. 268, 269; Minister of Health v. The King, [1931] A.C. 494 (H.L.), at p. 503.
For the foregoing reasons, I think that para graph 4(2)(d) of the Exclusion Order was not validly made and that the respondent erred in applying it. I would refer the matter back to the respondent on the basis that it reconsider the applicant's appeal and dispose of it without having any regard to the provisions of paragraph 4(2)(d) of the Exclusion Order.
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